Duty of disclosure

5. In accordance with the MPEP and USPTO rules and procedure, certain individuals owe a duty to the USPTO

to disclose all information known to be material to patentability of the claim(s) pending in an application.

Which of the following parties does not have the duty?

(A) An inventor named in the application who relies on a patent attorney to prepare and prosecute the application.

(B) A corporation to which an assignment of the entire interest in the application is on record at the USPTO.

(C) An agent who prepares the application.

(D) An attorney who prosecutes the application.

(E) A person, who is not an inventor named in the application, who is substantively involved in the preparation

and prosecution of the application, and who is associated with an inventor named in the application.

5. ANSWER: Choice (B) is the correct answer. MPEP § 2001.01, and 37 C.F.R. § 1.56(c). MPEP § 2001.01 states

that “the duty applies only to individuals, not to organizations…the duty of disclosure would not apply to a

corporation or institution as such.” (A) is incorrect because the duty of disclosure applies to each inventor

named in the application. 37 C.F.R. § 1.56(c)(1). (C) and (D) are each incorrect because the duty of disclosure

applies to an each attorney or agent who prepares or prosecutes the application. 37 C.F.R. § 1.56(c)(2). (E) is

incorrect because, in the case of a person who is not a named inventor or an attorney or agent but who prepares

or prosecutes the application, the duty of disclosure applies to each such person who is substantively involved

in the preparation or prosecution of the application and who is associated with the inventor, with the assignee

or with anyone to whom there is an obligation to assign the application. 37 C.F.R. § 1.56(c)(3).